Ukraine on the way to the European Union – German foreign policy perspective

Ukraine on the Way to the European Union – German foreign policy perspective

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Authors: Zorica Maric Djordjevic, Senior Peace Fellow, Public International Law & Policy Group, and Dr. Lina H. Alami and Marvin Noussayaba Ambi Aideyan, attorneys from Orrick, Herrington & Sutcliffe LLP

The European Union (EU) is one of today’s most progressive political and economic institutions. Created as a peace project after World War II, it evolved into the monetary union in 1993 (The Treaty of Maastricht) and advanced political and institutional integration in 2009 (Treaty on the Functioning of the European Union – TFEU). EU currently consists of 27 member states, implying over 447 million inhabitants. The EU is seen as a cornerstone of European stability and prosperity, and the creation of the EU itself has been a revolutionary act never encountered before, creating the conditions for the longest period of peace the continent has ever experienced.

Enlargement has been one of the most powerful means of the European Union’s policy. The enlargement policy serves the strategic interests of the EU as it is intended to promote stability, peace, security, and conflict prevention. Moreover, this strategic policy further promotes the fundamental postulate of creating the EU in general. There are seven recognized candidates for membership of the EU: Turkey (applied in 1987), North Macedonia (2004), Montenegro (2008), Albania (2009), Serbia (2009), Ukraine (2022), and Moldova (2022).

The institutional ties between Ukraine and the EU began back in 2009 with the establishment of the Eastern Partnership Program – a framework for collaboration between the EU and its eastern neighbors Ukraine, Georgia, Moldova, Armenia, Azerbaijan, and Belarus. As a result, an Association Agreement and Deep Comprehensive Free Trade Area Agreement (DCFTA) were initiated with Ukraine, Georgia, and Moldova in 2014. The agreements establish a pathway for significant reforms in the EU partner states that aim to bring the states close to EU standards and legislative norms. Since then, the EU and Ukraine have been steadily moving towards closer and more integrated cooperation on political, social, security and defense, and economic matters. A significant move to establishing a closer relationship between the EU and Ukraine was in 2017 with the visa liberalization scheme.

On 28 February 2022, President Zelenskyy signed an official request for Ukraine to join the EU, which was subsequently presented to the Presidency of the Council of the EU. The EU has been receptive to the move with Ursula von der Leyen, acting President of the European Commission, declaring that “Ukraine is one of us and we want them in the European Union.” On 1 March 2022, an overwhelming majority of 637 of 676 members of the European Parliament (MEPs) present voted in favour of granting an EU candidate status to Ukraine in line with Article 49 of the Treaty of the European Union.

These highly relevant movements on such a fundamental question give rise to once again considering the pros and cons arguments around Ukraine’s accession to the EU. In particular, this blog post will focus on how the contra arguments should not bar Ukraine’s eventual accession to the European Union.

Argument No. 1: Due to its history, Ukraine belongs to the Russian Federation rather than the European territory. Together with Belarus, Ukraine belonged to the former territory of “Kievan Rus”

Any European state may apply for membership. The characteristic “European” is not only to be understood geographically as the Association Agreement between EU and Ukraine notes: „TAKING ACCOUNT of the close historical relationship and progressively closer links between the Parties as well as their desire to strengthen and widen relations in an ambitious and innovative way; […] RECOGNISING that Ukraine as a European country shares a common history and common values with the Member States of the European Union (EU) and is committed to promoting those values; NOTING the importance Ukraine attaches to its European identity; […] CONFIRMING that the European Union acknowledges the European aspirations of Ukraine and welcomes its European choice, including its commitment to building a deep and sustainable democracy and a market economy;“. These are clear indications that both the EU and Ukraine assume that Ukraine has a strong European history and identity.  Moreover, the term “European state” in Article 49 TEU coincides with the designation of Ukraine as a “European state” in the preamble to the Association Agreement and Article 2 TEU defines the values of the EU that member states must possess, which are based on respect to human dignity, freedom, democracy, equality, rule of law, and human rights that characterize a territory as European. 

Situated between Central Europe, Russia, and the Middle East, Ukraine was shaped by the empires that used it as a strategic gateway between East and West—from the Roman and Ottoman empires to the Third Reich and the Soviet Union. For centuries, Ukraine has been a place for meeting various cultures. As such, Ukraine’s history is inherently linked to that of Europe and, since the early 2000s, Ukraine has been on a steady path to closer integration into the European Union. The voting patterns of the Ukrainian population and the opinion polls conducted in Ukraine demonstrate the long-standing pro-European orientation sentiment in Ukraine, which is further emphasized by the 2013/2014 Euromaidan protests whereby large numbers of the Ukrainian population expressed support for the conclusion of the Association Agreement with the European Union.

Moreover, Ukraine already has a deep cooperative relationship with the EU as part of the Eastern Partnership. This further confirms the inherently European-leaning perspective among Ukrainians, which explicitly rejected their association with Russia in 2014.

What is more important, the Copenhagen criteria that set out the conditions for becoming an EU member state do not discriminate against states based on their “belonging to a certain territory,” but rather, require certain qualitative criteria to be fulfilled to join the Union. These criteria relate to a state’s political and economic commitments. In fact, the Copenhagen criteria explicitly mention the European Council is interested in expanding cooperation with Ukraine and Eastern and Central European states, as well as its observance of these states being deserving of becoming members of the Union once they fulfill the political and economic conditions.

Argument No. 2. The EU is currently already overburdened with the pending Western Balkan enlargements.

Each candidate country must be considered individually and according to objective criteria. All candidate countries need to negotiate 35 accession Chapters related to different policy fields to bring their legislation in line with the EU acquis – the accumulated legislation, legal acts, and court decisions that form the body of the law governing the 27-member states. The only decisive factor is whether Ukraine meets the accession requirements set out in Art. 49 TEU, observes the values and constitutional principles set out in Art. 2 TEU, and fulfills the Copenhagen criteria. These are:

• “stability of institutions guaranteeing democracy, the rule of law, human rights and respect for and protection of minorities;

• a functioning market economy and the ability to cope with competitive pressure and market forces within the EU;

• the ability to take on the obligations of membership, including the capacity to effectively implement the rules, standards and policies that make up the body of EU law (the ‘ acquis ’), and adherence to the aims of political, economic and monetary union.”

Hurdles of other states during the respective accession procedures must not be considered to Ukraine’s disadvantage. Fair treatment is required by the democratic principle of equal treatment and, as such, Ukraine’s possible accession should be measured against the criteria above rather than against accession progress achieved by Western Balkan states.

In fact, the Association Agreement between Ukraine and the European Union is designed withmore comprehensive provisions in terms of scope of commitments than the Stabilization and Association Agreements with the Western Balkan states, which already moves it closer to achieving the Copenhagen criteria.

Argument No. 3. Ukraine is an unstable democracy that has problems with the rule of law, corruption, and dealing with minorities.

While corruption problems in Ukraine persist, the situation has substantially improved in recent years, with the adoption of almost 127 anti-corruption acts and the creation of or a number law enforcement agencies (the National Anti-Corruption Bureau, the High Anti-Corruption Court, the National Agency on Corruption Prevention, the Asset Recovery and Management Agency, and the Specialized Anti-Corruption Prosecutor’s Office), focusing only on corruption. From 2019 to 2021, a total of 381 charges of high-level corruption were filed and in 57 cases, the defendants were found guilty. In addition, a Unified State Register of Declarations for individuals was implemented to increase the transparency of asset declarations by politicians and civil servants in 2017 and prevent corruption in this area. In addition, Ukraine has been instituted judicial reform since 2017, establishing an open selection process to appoint 120 judges to the new Supreme Court.

Shortly before and during the Russian invasion, Ukraine made further steps at fighting corruption by signing the so-called “de-oligarchization” law, which took effect in 2022. The law aims to impose restrictions on oligarchs in Ukraine to impose their financial interests and political agenda. Similar measures are being taken in the area of antitrust law to limit the operations of oligarch-controlled monopolies.

Perhaps to most critical and response to potential EU concerns, Ukraine confirmed the experienced investigator Oleksandr Klymenko as the head of its Specialised Anti-Corruption Prosecutor’s Office in July 2022, responding to a European Union request as it seeks EU membership. These successful reforms should be acknowledged accordingly. Thus, an EU accession process would be a strong incentive to push for further pro-European reforms.

Argument No. 4. Preferential, accelerated EU accession of Ukraine – despite the democratic deficits – would upset other accession candidates

The accession procedure for EU membership is standardized and applies equally to each candidate country. The historical, political, and economic arguments in favor of enlargement are still compelling. This is particularly so in the case of those states that are in the process of accession negotiations.

There is no “preferred fast-track” or “shortcut” procedure. Ukraine merely expects that the standard procedure – where possible – will be passed quickly, free of delays as in the case of the accession candidates – North Macedonia and Albania. Ukraine affirms its commitment to go through the steps and measures required for its accession in a timely manner and requests the same on the part of the EU, so that its accession procedure does not encounter delays as have been the experience with other candidate states. For example, Ukraine completed the European Commission’s questionnaire necessary to advance the accession procedure within a month, whereas other accession candidates needed several months or even a year.

Moreover, the accession process for Ukraine has already been advancing for several years (since 2014), during which it has concluded and effectively fulfilled its obligations under the Association Agreement with the EU, demonstrating its measurable progress and commitment to EU accession. At the same time,Albania and Northern Macedonia initiated accession negotiations with the EU in July 2022, after the vote by the MEPs in the European Parliament, which allows them to argue that the situation in Ukraine has not hindered the progress of other accession processes.

Argument No. 5. Ukraine’s accession would be a major financial burden for the EU. The EU and the member states are already providing reconstruction assistance.

Ukraine’s accession would not be a burden on the EU, but rather, offers a promising economic potential. With adequate investments in infrastructure, especially to mitigate the destruction from Russia’s war, Ukraine could greatly contribute to the economic development and stability of Europe, especially Eastern Europe. Ukraine, for example, has rich oil and gas reserves (2019 gas reserves estimated at 1.09 trillion cubic meters), surpassed in Europe only by those of Norway (1.53 trillion cubic meters of gas). These oil and gas reserves could support the EU’s aspiration for energy independence, particularly from Russia and the Gulf states. In addition, Ukraine, similarly to the EU and other developed states, has committed to sustainable energy goals with realistic opportunities for achieving them, including because of its large-scale hydrogen production opportunities. Furthermore, Ukraine has developed one of the strongest IT sectors in the world. In 2021, before Russia’s invasion, Ukraine had an estimated 289,000 IT professionals, one of the highest stocks of software developers in Europe, particularly in the IT outsourcing service sector. According to the Tech Ukraine 2021 report, the country performed an estimated $7 billion worth of IT services in the year before the invasion. Regarding agriculture, Ukraine is one of the largest exporters of agricultural products, with a cultivated area of about 32 million hectares per year (equivalent to 24 % of the EU’s total arable land). In 2021, Ukraine exported about 48 million tons of cereals and oilseeds, making it the third or fourth-largest exporter of crops and by far the world’s largest exporter of sunflower and sunflower oil.

Moreover, research by the European Commission has concluded that Ukraine has a strong macroeconomic record, which continued even during the Russian invasion.

Overall Ukraine has presented resilience, financial stability, and well-functioning institutions that have been able to continue operations despite the ongoing war.  Nonetheless, there is room for improvement, particularly on structural reforms to remove corruption, reduce the state and oligarchical footprint, strengthen private property rights, and enhance labor market flexibility, that Ukraine is actively working on and that would require post-war investments in Ukraine.

Lastly, Ukraine is already one of the EU’s most important trading partners. Just by establishing a free trade zone, Ukraine’s agricultural production would grow by 42.8 %. If import tariffs were lowered, exports of grain, meat and other food products would increase by 20 %. Ukraine’s EU accession thus may simultaneously strengthen the EU’s economic power, for example, by strengthening the EU as a geostrategic agricultural and supply actor. With EU enlargement, the global EU export share for wheat exports would be 30 % due to Ukraine’s noteworthy role as a global wheat exporter as has been highly emphasized during Russia’s war in Ukraine.

Argument No. 6. The Ukrainian population is divided on the issue of their country’s accession to the EU. For many years, accession was only approved by about half of the population.

The Ukrainian population is united behind EU membership. At the beginning of March 2022, 86 % and at the end of March 91 % of Ukrainians supported EU accession. This also applies to the traditionally more pro-Russian regions which voted in favor of eastern Ukraine, where around 75 % expressed their approval of a possible accession.

Argument No. 7. Politically, an accession debate is not opportune at the moment, if one does not want to provoke Russia to even worse aggressions in the current war.

Rather than increasing instability and security threats in Europe, Ukraine’s accession to the EU would function as a deterrent for further aggression by Russia. Russia’s successive invasions of Georgia in 2008 and the Crimean Peninsula in 2014, followed by the destructive war against Ukraine in 2022, demonstrate that the strategic rationale of “not provoking Russia” has not worked to deter Russia, but rather, has only encouraged Putin to continue his aggressive acts.

Argument No. 8. Realistically, it would inevitably take many years – too many years – before Ukraine is actually admitted to the EU as it passes through the accession stages.

Other member states that have successfully joined the EU in the last 20 years have also taken several years to complete the accession process. For example, the negotiations with Poland, the Czech Republic, Hungary, Slovenia, Estonia, and Cyprus lasted from 1998 to 2003, (the negotiations with Slovakia, Latvia, Lithuania, and Malta lasted from 2000 to 2003; with Romania and Bulgaria from 2000 to 2005; and those with Croatia from 2005 to 2011).  As such, the duration of the accession procedure would merely be a standard process for such negotiations.

Argument No. 9. The admission of Ukraine to the EU would be an additional security threat. The EU would gain another difficult external border with Belarus and would move directly closer to Russia.

Ukraine has one of the strongest armies on the European continent and already possesses close military ties with its allies in the EU and the US. In fact, despite the expectation in Russia, and possibly among some other international actors, Ukraine was able to successfully stop Russia’s invasion of all of Ukraine’s territory and push it back to the Eastern territories where it is frequently gaining success. Before the 2022 invasion, Ukraine has consistently contributed to EU operations and missions, participated in EU Battlegroups, and applied for four PESCO (Permanent Structured Cooperation) projects.

Additionally, a Framework Participation Agreement already governs Ukraine’s involvement in the Common Security and Defence Policy (CSDP) operations, in which Ukraine has participated since the early 2000s. Since 2015, an administrative arrangement with the European Defence Agency (EDA) has governed bilateral relations and offered Kyiv the opportunity to participate in its military-technical projects and programs. In October 2021, EU member states recognized Ukraine’s desire to participate in Permanent Structured Cooperation (SSC) projects. Looking forward to the eventual demobilization of Ukraine after Russia’s invasion, through EU accession for Ukraine, the EU would be able to monitor the demobilization of armed groups in Ukraine, hence mitigating any risk of unrest within Ukraine that could have a spillover effect to the European Union.

Argument No. 10. After the tensions and conflicts between Cyprus and Turkey, the EU does not want to admit another state with unresolved border conflicts and thus bring another source of conflict into the alliance.

Several border disputes within the EU still need to be solved. Cyprus is not the only one. The EU has already dealt with border disputes between other members, even when both are already within the EU, specifically, Slovenia and Croatia. As the border between them had not been determined in detail before independence, several parts of the border were disputed, both on land and at sea, namely in the Gulf of Piran. Only in 2017, the Permanent Court of Arbitration settled the dispute between both states – 4 years after Croatia joined the EU and 13 years after Slovenia.  Following Brexit, the border between Northern Ireland and the Republic of Ireland became an external EU border. EU and United Kingdom negotiated The Northern Ireland Protocol, which has been a source of tension since it came into force at the start of 2021. Technical negotiations between the UK and the EU restarted in October. EU agreed that protecting the Northern Ireland peace deal – the Good Friday Agreement- was an absolute priority.

Admittedly, the import of a new border conflict is of great importance. However, it might have had a longer and more devastating impact if the EU continued to expose Ukraine to prolonged Russian aggression, which could continue to harm the political and economic stability on the European continent and within the EU. In fact, such outcome could incidentally fuel disagreement among existing EU member states as many of the states in the East, including Poland and the Baltic States that have long called for Ukraine’s accession to the EU.

Photo by Maheshkumar Painam on Unsplash

A New Chance for Europe?

Author: Dr. Igor Lukšić, Former Prime Minister of Montenegro, PILPG Senior Peace Fellow

​​Always On the Run
As the consequences of the war in Ukraine continue to be revealed, Europe finds itself grappling with a cluster of crises. Soaring electricity, gas and oil prices, as a consequence of economic sanctions on Russia, was the most evident early consequence of the war. Elsewhere the impact of the weaponization of food and fertilizers has been tremendous. This energy crisis compounds with already rising inflation, a lingering consequence of pandemic efforts to inject money into domestic economies and keep sinking economies afloat. As the war drags on, state security and foreign policy, especially that of the European states, continues to be tested. This insecurity has reignited an ongoing debate about the future of the European Union (EU), a debate that predates the Russian-Ukrainian war but is heavily linked to the long-established preference of Ukraine to have close ties to the EU. As a result of this debate, there have been various calls for reforms in order for the European Union to become more resilient, more competitive, and more globally relevant.

In this piece, however, I would like to focus on the future of the European Union as it relates to the relationship between its neighbors. The policy of enlargement, frequently dubbed as the EU’s most successful policy, has become stagnant. There are a number of countries, referred to as candidate countries, many of which in the Western Balkans, that aspire to become full-fledged member states but have yet to be accepted. The EU, however, has not expanded in almost 10 years since Croatia joined as a member state in 2013. The EU must embark on new methods of integration with urgency and must prioritize discussions surrounding EU enlargement policy. Though the EU’s strength and security has been challenged within recent years, steps have already been taken to strengthen Europe’s development and security, such as French President Emmanuel Macron’s initiative for a new European political community, a political community with hopes of facilitating more efficient coordination and integration between European states.

In my view the Ukrainian war is the most obvious symptom of the various challenges that the EU faces in the political domain, but other challenges such as structural socio-economic issues, and the overwhelming crisis of climate change, require refreshed approaches by the EU. From, for example, speeding up the green transition, to doing more when it comes to the political consolidation of the EU with Western Balkans countries; these refreshed approaches will take courage, vision, and strong leadership.  

A New Vision 

Regional cooperation in the Balkans was given a new boost with the WB6 framework which I had the pleasure of initiating in the form of a non-paper in 2013 and later shaped with colleagues from the region and the European Commission in 2013 and 2014. The WB6 framework’s goal was to solidify regional cooperation in the Western Balkans in the areas of rule of law, infrastructure development, and trade facilitation, with the aim of improving each individual country's preparations for their eventual EU accession. The framework contributed to existing wider coordination platforms such as the Process of Cooperation in South East Europe. The WB6 framework also became the integral component of the Berlin Process in 2014, a process which aimed to improve cooperation between the EU and Western Balkans potential candidate states. Some strides have been made due to the WB6 Initiative and Berlin Process but momentum towards EU membership of these states have largely faltered, despite new agreements signed in late 2022. The enthusiasm and optimism that existed ten years ago feels all but evaporated.

Therefore, I firmly believe it is time for change, particularly as it relates to EU membership. It is my recommendation that the EU restructures its membership policy and includes a new category of associate members. The EU should grant associate member status to qualified applicant states by January 2027 and should specify the necessary regulatory tasks that need to be completed by the applicant states well before. Such a membership formula would, for example, enable Western Balkans countries to participate fully in the work of the European Parliament and add around 50 Members of the European Parliament (MEP’s). These new associate member states would be able to take part in most steps of the legislative process as full-fledged members, but for the time being would not be able to nominate commissioners or block European Council decisions. The ability for associate members to take part in the legislative process but not in the final decision making would give additional time to the EU to implement the necessary internal reforms without slowing down the enlargement process.

The associate member states would have to adhere entirely to the security and foreign policy of the EU, helping pacify some of the existing political tensions. The new associate members would not be able to join the Schengen system until all the requirements are met, but would be required to install free movement of people, goods, services and capital like elsewhere in the European common market (which is the current case for countries like Romania and Bulgaria). This would reduce even the most acute, although politically relevant problems in the region, to a mere squabble.

By becoming associate members and gaining full access to the EU development funds, the Western Balkans countries could finally break their own obstacles to economic development too. The region is inhabited by approximately 17.5 million people, similar to the population of Romania of around 19 million people. According to the current EU policy, the candidate countries of the region (including Turkey) are entitled to about $12-14 billion euros of the pre-accession support instrument. According to the World Bank’s data book, the 2001 GDP per capita in Romania, a EU member state since 2007, was roughly the same as in Montenegro, Serbia, and North Macedonia, although considerably higher than in Albania and Bosnia and Herzegovina due to previous conflict in these countries. In 2001, the GDP per capita in Romania was $1,800 USD and the GDP per capita average for the WB5 was $1,600 USD. However, in 2021, the Romanian GDP per capita was $15,000 whereas the WB6 average was about $7,500, a drastic loss of economic power for the Western Balkans countries, especially if one takes into account that the large gap exists between Romania and countries that two decades ago were at nearly the same level. In 2023, the Western Balkans countries are small and the regional market remains weak.

On the other hand, Romania has been an EU member state for 15 years, enjoying numerous benefits such as a net $4 billion euros in economic assistance in 2021. Romania could receive $30 billion euros of net inflows from the EU 2021-2027 budget framework and previously received about $40 billion euros of net inflows from the 2014-2020 budget framework. It is thus reasonable to expect that the Western Balkans countries, if associate members, would benefit similar amounts in economic assistance given the wider gap with the average EU GDP per capita. What a boost it could be! Meanwhile, the EU would need to ensure that during this time critical reforms are executed in line with the rule of law mechanism in order to pursue lasting economic development, security, and integration for Europe and its states.

Such a formula could also be used for other countries that are unable to continue the EU enlargement process because of disputed territories.

Don’t forget about climate change!

 A new and courageous approach to the consolidation of the EU would not only promote economic and political security, but would also be important in ensuring climate change resilience in the Western Balkans. The more resilient the Western Balkans is to climate change, the more resilient the EU can be.

Historically, technological change has been more or less a spontaneous matter. It was a gradual process in which economic and technological developments overlapped without a pre-determined or clear course. However, the decarbonization agenda, or the UN Sustainable Development Goals of 2030, has imposed a cap on greenhouse gas emissions, meaning that for the first time ever a common direction of economic, social and technological change has been imposed globally. Although legitimate from the planet’s inhabitability point of view, we do not know the unintended consequences of such a course and whether the international community will be able to successfully maneuver the colliding economic, social, and technological change. 

For all the reasons mentioned above, and others not elaborated here, this new approach is a needed long-term investment. Tough times require out of the box approaches and solutions, and expanding the EU membership policy to include associate states is one such needed approach.

The Truth Commission for Ayotzinapa

By: Ana Luz Manzano Ortiz, PILPG-NL Junior Research Associate

Abel, Aberlardo, Adán, Alexander, Antonio, Benjamín, Bernardo, Carlos Iván, Carlos Lorenzo, César, Christian Alfonso, Christian Tomás, Cutberto, Dorian, Emiliano, Everardo, Felipe, Giovanni, Israel Caballero, Israel Jacinto, Jesús, Jhosivani, Jonás, Jorge Álvarez, Jorge Aníbal, Jorge Antonio, Jorge Luis, José Ángel Campos, José Ángel Navarrete, José Eduardo, José Luis, Julio César, Leonel, Luis Ángel Abarca, Luis Ángel Francisco, Madgaleno, Marcial, Marco, Martín, Mauricio, Miguel Ángel Hernández, Miguel Ángel Mendoza and Saúl were the names of the 43 students of the Escuela Normal de Ayotzinapa (“Rural Teacher School of Ayotzinapa”) who disappeared on the night of the October 26, 2014 in Iguala, Guerrero, Mexico. 

More than eight years later, the investigation keeps developing due to the efforts of the students’ families who have brought numerous national and international actors into the scene. As a result of their efforts, Mexican President López Obrador created a truth commission in December 2018 to support the investigation of the Ayotzinapa case, the first of its kind in Mexico. The present blog will analyze the role of this newly created truth commission, based on the newest report of the Interdisciplinary Group of Independent Experts (GIEI) appointed by the Inter-American Commission of Human Rights.

Truth Commissions in Transitional Justice

Truth is one of the key elements of transitional justice, which establishes that individuals and societies have the right to know what has happened during a conflict. Truth-seeking initiatives investigate past human rights abuses to determine what happened, why it happened, and to what effect in order to prevent future abuses. For this reason, all around the world, truth commissions have become an essential part of transitional justice. Truth-seeking initiatives can take many forms, including freedom of information legislation, investigations into the missing, and non-judicial truth commissions.

Truth commissions have a long history in Latin America, with important examples from Argentina, Chile, Colombia, Guatemala, El Salvador, and Peru. National governments  have created truth commissions within processes of peace agreements and transitional procedures with the task of investigating violations of human rights and international humanitarian law by military dictatorships or authoritarian regimes, or during internal armed conflicts. 

Mexico’s long history of forced disappearances by security forces began with  the Guerra Sucia (the “Dirty War”) of the 1980’s, and continues with the ongoing “War against drugs” that began in 2006. However the current President of Mexico has established the first truth commission to investigate one specific event: the case of the 43 students of Ayotzinapa. This could potentially be the beginning of a journey for seeking the truth in Mexico.

The investigation and the order to create a truth commission

Between the night of October 26 and the morning of October 27, 2014, a series of violent events took place in Iguala, Guerrero, resulting in the disappearance of 43 students. The students from a rural teacher school, commonly called normalistas, were preparing to bring education to the rural areas of Mexico. The normalistas of Ayotzinapa were traveling in buses to Mexico City, where they would take part in the commemoration of the massacre of the students of Tlatelolco in 1968. 

The Federal Police stopped the normalistas on a highway in Iguala, Guerrero, and shortly after, the police opened fire against them. The reason why the encounter turned violent is still unclear, but a strong hypothesis by the GIEI is that a drug cartel called Guerreros Unidos had used some of the buses to transport narcotics. Police executed six people, among them three normalistas and three other people present at the scene, and injured more than 40 during the attack. In addition, the whereabouts of the 43 missing normalistas is still unknown.

The disappearance of the normalistas sparked public outrage, and the investigation gained attention from media all over the world. The General Prosecutor of Mexico released the infamous “historical truth,” which were the results of his investigation of the event. According to this version, Guerreros Unidos executed the normalistas and burned their bodies in a municipal dump. However, this version was quickly proven to be a fabrication by the investigation of the GIEI.

The GIEI arrived in Mexico after the relatives of the normalistas presented a request of interim measures to the Inter-American Commission of Human Rights. The relatives of the normalistas have used several other legal mechanisms, including a constitutional claim against the “historical truth,” the investigation of the Federal Prosecutor. In a historical verdict, the Tribunal Federal Colegiado (Federal Collegiate Tribunal) in charge of this claim ordered that the Mexican President, as one of the authorities responsible for the flawed investigation of the General Prosecutor, create a Truth Commission to establish the true account of the events.

The role of the truth commission in the new report of the GIEI

A Presidential Decree of December 4, 2018 created the Comisión para la Verdad del Caso Ayotzinapa (Truth Commission for the Truth of the Ayotzinapa Case). This Commission has the role of facilitating dialogue between the authorities involved in the investigation, creating a mechanism of economic incentives for the collaboration of individuals who may have information on the events,  strengthening international technical cooperation with organizations like the GIEI, and strengthening the reparation assistance to the victims of the case.

Representatives of the victims have challenged the creation of the Truth Commission, as they claim that it has no powers to take direct part in the investigations, but only to help the parties involved, namely the GIEI, the victims, and the prosecutors. Despite this, in the latest report by the GIEI, the group recognized that the Commision played an important role in advancing the investigation, as it helped the GIEI access information it did not have in previous years. One of its major findings, according to the report of GIEI, were around 60 videos that confirm that the initial detainees who were part of the “historical truth” investigation, had been tortured. For this, the GIEI has asked the Mexican state to strengthen the Commission, as a fundamental part of the fight for truth and justice for the normalistas.

In conclusion, the role of the Commission has proven to be key in the development of the investigation. With the finding of the evidence of torture during the investigation, as well as the funding and identification of human remains of two of the normalistas, the GIEI has now established that most of the “historical truth” never took place. The search for truth by the Commission is not only fundamental for the victims of Ayotzinapa, but for all of the Mexican society who were led by false information in the past. In a country where impunity has hurt its population for so long, to find the truth is only necessary.

Riding the wave of the recognition of the rights of Nature in Europe: The case of "El Mar Menor"

By: Guillermo Ferrer Hernáez, Junior Research Associate, PILPG-NL

Human activity is altering the planet's natural ecosystems, which could lead to their disappearance and that of the living beings that inhabit them. Efforts to avoid this disastrous situation are leading to the implementation of novel global actions for the defense of ecosystems, such as the recognition of the rights of natural elements and ecosystems. 

On April 5, 2022, the Spanish Congress of Deputies approved the processing of a law promoted by the Iniciativa Legislativa Popular (ILP) Mar Menor with the support of a petition with 640,000 signatures collected throughout the state, granting legal personality to Mar Menor, a saltwater lagoon. If the plenary of the Spanish Congress of Deputies approves this bill in the following months, it would be the first legal recognition of the personhood of an ecosystem in Europe. This blog will analyze the case of Mar Menor as a possible first recognition of a natural entity as a legal person in Europe and will assess the possible impact of this recognition.

The state of the Mar Menor

The Mar Menor is the largest saltwater lagoon in Europe, located on the coast of the Region of Murcia, Spain. This natural treasure is seriously threatened by an excess of nutrients in its waters, a process known as eutrophication. Fertilized water from the surrounding crops and desalination plants, loaded with nitrates, reaches the Mar Menor, where it feeds and nourishes phytoplankton. When this type of algae in the Mar Menor proliferates, it blocks the light to the plants that grow on the seabed, preventing photosynthesis and causing them to die. In turn, the death of these plants means a lack of oxygen in the waters of this sea affecting the fauna that inhabits the Mar Menor, causing ecological disasters like the one in October 2019 in which tons of dead fish were removed.

This ecological crisis highlights the current legal protection system's failure, which has not prevented the continued discharge of polluted waters. For this reason, Spanish citizens have decided to mobilize to protect and preserve this natural ecosystem. 

The bill recognizes the legal entity of this ecosystem

Faced with the inaction of the Spanish authorities, a group of lawyers, scientists, and activists, with the support of the Legal Clinic of the University of Murcia, started a movement under the name of ILP Mar Menor to protect the lagoon by drafting a bill.  The association behind the bill has highlighted the need to preserve the lagoon's ecological value and guarantee intergenerational solidarity in line with international conventions such as the Paris Agreement.

This new bill includes the possibility of granting legal personality to the Mar Menor lagoon ecosystem, which would mean that it would be considered a subject of law.  This new juridical status would grant the lagoon with subjective rights, limiting its private use and enabling any citizen to enforce these rights in court.  In addition, the Mar Menor would thus become the only natural entity in Europe that functions as a subject of law. This could be a precedent for the recognition of other endangered natural entities’ rights within Spain and Europe. Nevertheless, authorities would still need to recognize the legal personality of these endangered natural entities individually or collectively in their national systems. In the Spanish case, the Spanish Parliament would still need to recognize the possibility of extending the legal personality to other endangered entities in national law.

According to the bill, the legal representation and guardianship of the lagoon would be exercised through an authority that would include representatives of public administrations; members of universities, research, and scientific centers; and residents of local municipalities. Public administrations have an obligation to conserve, preserve, and restore this ecosystem. If the administration does not fulfill this duty, this new legal authority could demand criminal and administrative action before Spanish tribunals. In addition, any citizen would be able to demand reparations from those responsible for the damages produced in the lagoon before the Spanish courts. In this regard, this blog will take the example of the Latin American states to see how natural ecosystems can be protected through citizen initiatives.

Examples from Latin American states

The Constitution of the Republic of Ecuador, which came into force in October 2008, revolutionized the concept of Nature as a subject of law in the Latin American region. The constitutional recognition of the legal personality of Nature, also known as Pachamama, includes the possibility for any person, community, or people to demand from the public authority the fulfillment of the rights of Nature.

This same idea has inspired many Latin American states, such as Chile, which have recently included the same provisions in their constitutions. These initiatives go further than other attempts to protect the rights of Nature, such as the Escazú Agreement, and set an example for other states around the world, such as Spain, to follow.

Latin American NGOs and citizens have made use of the recognition of the subjectivity of these ecosystems and their consequent rights to sue the authorities for not preserving the wellbeing of these ecosystems. However, in many cases, such as in Ecuador, the recognition of the Rights of Nature has not been able to stop the abusive exploitation of these ecosystems with the value of subjects of rights. The recognition of the subjectivity of these ecosystems establishes a starting point for their protection, but without effective enforcement mechanisms, the ultimate objective cannot be achieved.

Conclusion 

Time is running against the sustainability and welfare of the Mar Menor. If the Spanish Congress approves the bill presented by ILP, Spain will build a new path toward protecting the rights of Nature in Europe, following the example of other Latin American states. This is the first step toward protecting these ecosystems.

International criminal justice for irregular migrants? The case of Libya regarding atrocities committed at detention camps

By: Ana Luz Manzano Ortiz, Junior Research Associate, PILPG-NL

Abuses committed or tolerated by authorities against foreigners with an unauthorized stay, also referred to as “irregular migrants,” are common. Cases like these have mostly been litigated by civil organizations under human rights law. However, there are situations where international criminal law can also serve as a tool to seek justice. An example of this is Libya, where NGOs have denounced militias’ practices of targeting irregular migrants through torture, kidnappings, forced recruitment, and killings. 

In order to seek accountability for this situation, NGOs have asked the International Criminal Court (ICC) to investigate the situation in Libya. On January 17, 2022, a group of NGOs, composed of Adala for All, StraLi, and UpRights, presented a communication under Article 15 of the Rome Statute to the ICC, asking the Office of the Prosecutor to investigate potential crimes in Libya. This contribution examines the turn from international human rights law (IHRL) to international criminal law (ICL) in light of this particular situation in Libya.

The situation in Libya 

Libya has become one of the predominantly cited examples of abuse committed with impunity as a result of pushback policies, aimed at deterring migrants from reaching Europe through unauthorized sea routes. Due to its geographical location, Libya is a transit state through which each year an estimated 180,000 people from multiple states, mainly Eritrea, Somalia, Ethiopia, Sudan, Syria, Palestine, and Iraq, travel on their way to Europe. In order to keep these individuals from reaching the European Union (EU), the EU Agency known as “Frontex,” as well as the Italian and the Maltese governments, provide funds, training, and boats to the Libyan Coast Guard. However, the armed conflict that has taken place in Libya for a decade has complicated and worsened the situation, as militias have become involved in these border control operations.

According to the latest report of the UN Support Mission in Libya, “more than 12,000 detainees are held in 27 prisons and places of detention across Libya.” However, thousands of additional detainees do not appear in official statistics and are held illegally and often in inhumane conditions in facilities controlled by armed groups, or “secret” facilities, unable to challenge the legal basis for their continued detention. It has been well-documented that serious abuses occur in these detention centers, such as ill-treatment, torture, sexual violence, forced labor, forced disappearance, and murder, all in the context of indefinite detention in inhuman conditions. According to Alessandro Pizzuti, co-founder of UpRights, in Libya the parties to the conflict target migrants because they perceive them as a crucial resource for carrying out their political and military objectives. 

Human rights violations or international crimes?

IHRL and ICL are part of public international law, and their scope covers the relationship between individuals and the state. Both of them deal with abuses committed by state officials, either through their acquiescence, their omission to comply with their obligations or through their direct actions. Their enforcement is primarily the responsibility of national authorities. ICL’s scope is, in fact, broader and also imposes obligations on non-state actors. The application of IHRL and ICL is not mutually exclusive; on the contrary, these specialized branches of law converge and are interdependent on each other. However, IHRL relates to the responsibility of the state, while ICL is concerned with individual criminal responsibility. Therefore, there are different mechanisms through which they can be enforced whenever domestic remedies have failed to be effective.

Under IHRL, several international judicial bodies have been created around the world: the European Court of Human Rights, the African Court of Human Rights, and the Inter-American Court of Human Rights are the main examples of these. The United Nations has also developed ten quasi-judicial treaty bodies that observe the enforcement of their corresponding human rights treaties, such as the United Nations Committee Against Torture, the Human Rights Committee, and the Committee on the Elimination of Discrimination against Women, among others. These are the main regional and international mechanisms through which individuals can seek redress when they believe there has been a violation of their human rights.

Under ICL, the main judicial body is the International Criminal Court (ICC). The ICC is an independent tribunal governed by the Rome Statute with jurisdiction over war crimes (WC), crimes against humanity (CAH), and genocide committed or tolerated by state and non-state actors from states party to the Rome Statute, or committed on the territory of a state party. Other ad hoc courts have previously been created to investigate specific situations in a state, such as the International Criminal Tribunal for the Former Yugoslavia and the International Criminal Tribunal for Rwanda.

Trying to access redress under ICL has important consequences, both practical and symbolic. On the practical side, it can be much more difficult to access justice at the ICC, in contrast to other international human rights judicial bodies. In the history of the ICC, the Office of the Prosecutor has opened twelve official investigations and is currently conducting an additional nine preliminary examinations, and only 46 individuals have been indicted. On the other hand, in 2021 alone the European Court of Human Rights released 1,105 judgments. Additionally, the heightened burden of proof in ICL means that cases tend to focus on specific incidents, perpetrators, and victims, whereas IHRL cases can be much broader in scope. Even if a case is brought, victims under ICL may be excluded just because there is less evidence concerning the specific incident in which they were victimized, which may not be the case in a court of human rights. However, on the symbolic side, justice is reached in different terms under IHRL and ICL. Whereas human rights judicial bodies reach judgments that condemn states in abstract terms, ICL has the potential to point to the individual responsibilities of the persons who commit the crimes. 

Until now, the abuses committed in Libya against irregular migrants have been addressed under IHRL. In the case of Hirsi Jamaa and Others v. Italy of the European Court of Human Rights, the situation in detention centers was recognized to amount to ill-treatment under Article 3 of the ECHR, enough to condemn Italy for returning people at sea to Libya. This has been a positive development for migrant and refugee rights in Europe; however, under the framework of IHRL, only the state of Italy was condemned for the push-back operation, and not the individual officers who participated in the operation nor the authorities in charge of the detention centers where abuses were being committed. The victims of this case did not get to see the people who mistreated them on trial, nor do they have any assurance that they faced any consequence for their actions.

The group of NGOs that presented the communication to the ICC argue that the case of the situation in the Libyan detention centers amounts not only to a mass violation of human rights but also to crimes against humanity and war crimes. Under this logic, the situation now also falls under ICL. If the situation in Libya is to be investigated by the ICC, individual responsibilities could arise for the authorities implicated in the operations of migrant detention centers. 

Conclusion

The consequences of shifting from international human rights law to international criminal law to seek accountability for the ongoing situation in Libyan detention centers could be many, but one stands out: having the ICC criminally investigate the people responsible for the crimes being committed at the gates of Europe.